4.8K views · 98 reactions | The second part of SECuring the...

Alert! The Securities and Exchange Commission of Sri Lanka (SEC) wishes to inform the public that “Gladius South Asia” is not licensed by the SEC to operate as a Market Participant within or outside Sri Lanka. The SEC does not regulate, nor does it grant licenses for entities to operate in foreign jurisdictions. It has come to the attention of the SEC that Gladius South Asia, in some instances, informs clients that it is licensed by the Financial Conduct Authority (FCA) in the United Kingdom. Ho

The Securities Exchange Commission (SEC) proposed rule on climate disclosure is good for small investors—especially retirement savers—who need standardized and reliable information to better protect their life savings. In fact, 97% of the investors who submitted comment letters to the SEC support the proposed climate disclosure rule. | Americans for Financial Reform | Facebook