James Chen, CMT is an expert trader, investment adviser, and global market strategist. Cierra Murry is an expert in banking, credit cards, investing, loans, mortgages, and real estate. She is a ...

The North American Securities Administrators Association (NASAA) has appointed Missouri Securities Commissioner Michael ...

Missouri's Securities Commissioner Michael O'Donnell named co-chair of NASAA's Uniform Securities Act Committee.

Need more practice questions to prepare for the Series 66 exam? This test challenges you to apply knowledge of investment regulations, economic factors, client strategies, and the Uniform Securities ...

This is a preview. Log in through your library . Journal Information The Business Lawyer is the premier business law journal in the country, circulating to approximately 60,000 readers. It contains ...

A revised state securities statute goes into effect on Jan. 1 that repeals and replaces the current New Hampshire Uniform Securities Act and promises to modernize and simplify the capital-raising ...